References - Whistleblowing in the Mining Sector: In the Tension Field of Individual Decision-Making, Organizational Loyalty, and Societal Transparency

<loop_area type="websource">

European Parliament and Council of the European Union (2019).<br>''Directive (EU) 2019/1937 of 23 October 2019 on the protection of persons who report breaches of Union law''.<br>(Official Journal of the European Union).<br>Retrieved by https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32019L1937 (last accessed 2026-02-27). 

European Parliament and Council of the European Union (2024).<br>''Directive (EU) 2024/1760 on corporate sustainability due diligence (CSDDD)''.<br>(Official Journal of the European Union).<br>Retrieved by https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:L_202401760 (last accessed 2026-02-27).

Eisenhammer, Stephen (2019, Febuary 12).<br>''Exclusive: Brazil miner Vale knew deadly dam had heightened risk of collapse''.<br>Retrieved by https://www.reuters.com/article/business/environment/exclusive-brazil-miner-vale-knew-deadly-dam-had-heightened-risk-of-collapse-idUSKCN1Q0284/ (last accessed 2026-02-27). 

Estep, Bill (2013, March 15).<br>''Whistleblower should not be punished in Kentucky mine safety-violations case, state panel rules''.<br>Retrieved by https://www.kentucky.com/news/state/kentucky/article44410863.html (last accessed 2026-02-27).

Hill, Jenny (2019, 18 July).<br>''Brazil dam: How German firm approved Brazil dam before it burst''. <br>Retrieved by https://www.bbc.com/news/world-europe-48948775 (last accessed 2026-02-27).

Plumb, Christian (2019, November 5).<br>''Vale CEO received anonymous email warning ahead of Brazil dam disaster - congress report''.<br>Retrieved by https://www.reuters.com/article/world/vale-ceo-received-anonymous-email-warning-ahead-of-brazil-dam-disaster-congres-idUSKBN1XF0BY/ (last accessed 2026-02-27).

Phillips, Dom (2019, February 6).<br>'''That's going to burst': Brazilian dam workers say they warned of disaster''.<br>Retrieved by https://www.theguardian.com/world/2019/feb/06/brazil-dam-collapse-workers-say-they-warned-owners (last accessed 2026-02-27).

</loop_area>

'''Literature'''

Annakin, Lindy (2011).<br>''In the public interest or out of desperation? The experience of Australian whistleblowers reporting to accountability agencies''. (Thesis).<br>The University of Sydney Business School.

Boles, Jeffrey R. / Eisenstadt, Leora F. / Leora F. Esenstadt / Pacella, Jennifer M. (2025).<br>Protecting the protectors: Whistleblowing and retaliation in the compliance arena. (p. 23-44).<br>American Business Law Journal. (62). DOI: 10.2139/ssrn.4953708.

Bussmann, Kai-Detlef (2022).<br>Whistleblowing culture: Was ist das? Erkenntnisse aus internationalen Befragungen. (p. 376-386).<br>Compliance-Berater. (19).

Bussmann, Kai-Detlef (2024).<br>Die Compliance-Culture-Selbsttäuschung: Follow-up Compliance-Mitarbeiterbefragungen – Ein Praxisbeispiel. (p. 200-213).<br>Compliance-Berater. (4).

Guimarães, Vanessa de Oliveira Gaudereto / Castro, Paula Maria Gênova de / Petesse, Maria Letizia / Ferreira, Cláudia Maris (2024).<br>Mining disaster in Brumadinho (Brazil): Social vulnerability from the perspective of the fisherman community.<br>International Journal of Disaster Risk Reduction. (112). DOI: https://doi.org/10.1016/j.ijdrr.2024.104814.

Filho, Carlos R. M. / do Valle Junior, Renato F. / de Melo Silva, Maytê M. A. P. / Mendes, Rafaella G. / de Souza Rolim, Glauco / Pissarra, Teresa C. T. / de Melo, Marília C. / Valera, Carlos A. / Pacheco, Fernando A. L. / Fernandes, Luís F. S. (2023).<br>The Accuracy of Land Use and Cover Mapping across Time in Environmental Disaster Zones: The Case of the B1 Tailings Dam Rupture in Brumadinho, Brazil.<br>Sustainability . (15). (8). DOI: https://doi.org/10.3390/su15086949.

Kenny, Kate / Vandekerckhove, Wim / Fotaki, Marianna (2019).<br>''The whistleblowing guide: Speak-up arrangements, challenges and best practices''.<br>John Wiley & Sons.

Herold, Nico (2016).<br>''Whistleblower – Entscheidungsfindung, Meldeverhalten und kriminologische Bewertung''.<br>Nomos.

Herold, Nico (2019).<br>Zur Kontroll-Funktionalität von Whistleblowing-Systemen im Lichte aktueller empirischer Erkenntnisse.<br>In Boers, Klaus / Schaerff, Marcus (Ed.), ''Kriminologische Welt in Bewegung''. (p. 228-242). (Neue kriminologische Schriftenreihe der Kriminologischen Gesellschaft e. V.). (117).<br>Forum Verlag Godesberg.

Herold, Nico (2022).<br>Whistleblowing als Organisationsphänomen: Aufkommen und Folgen von internem Whistleblowing.<br>In Kölbel, Ralf (Ed.), ''Whistleblowing, Band 1: Stand und Perspektiven der empirischen Forschung''. (p. 107-134).<br>C.F. Müller Verlag.

Herold, Nico (2022a).<br>Whistleblowing als Individualphänomen: Faktoren und Prozesse der Mitteilungsentscheidung.<br>In Kölbel, Ralf (Ed.), Whistleblowing, Band 1: Stand und Perspektiven der empirischen Forschung. (p. 51-106).<br>C.F. Müller Verlag.

Herold, Nico (2025).<br>Compliance, Whistleblowing und das Prinzip des Ehrbaren Kaufmanns.<br>In Passarge, Malte (Ed.), ''Festschrift 100 Jahre PRO HONORE e. V. – 100 Jahre Compliance''. (p. 177-139).<br>Fachmedien Recht und Wirtschaft.

Herold, Nico / Kölbel, Ralf (2016).<br>''Wirtschaftskontrolle durch Whistleblowing? Empirische Befunde zu Entscheidungsprozessen von Hinweisgebern''. (p. 375-387).<br>Neue Kriminalpolitik. (27). (4).

''Hinweisgeberschutzgesetz (HinSchG)''. (2023, June 2).<br>(BGBl. I Nr. 140). 

International Organization for Standardization (2021).<br>''ISO 37002:2021: Whistleblowing management systems — Guidelines''. (ISO).

Jubb, Peter B. (1999).<br>Whistleblowing: A restrictive definition and interpretation. (p. 77-94).<br>Journal of Business Ethics. (21).

''Lieferkettensorgfaltspflichtengesetz (LkSG)''.<br>(2021, July 16). (BGBl. I S).

Near, Janet P. / Miceli, Marcia P. (1985).<br>Organizational dissidence: The case of whistle-blowing. (p. 1-16).<br>Journal of Business Ethics. (4). (1). DOI: https://doi.org/10.1007/BF00382668.

Silva Rotta, Luiz Henrique / Alcântara, Enner / Park, Edward / Negri, Rogério Galante / Lin, Yunung Nina / Bernardo, Nariane / Mendes, Tatiana Sussel Gonçalves / Souza Filho, Carlos Roberto (2020).<br>The 2019 Brumadinho tailings dam collapse: Possible cause and impacts of the worst human and environmental disaster in Brazil.<br>International Journal of Applied Earth Observation and Geoinformation. (90). (102119). DOI: https://doi.org/10.1016/j.jag.2020.102119.

Lumbroso, Darren / Davison, Mark / Body, Richard / Petkovšek, Gregor (2021).<br>Modelling the Brumadinho tailings dam failure, the subsequent loss of life and how it could have been reduced. (p. 21-37).<br>Natural Hazards and Earth System Sciences. (21). DOI: https://doi.org/10.5194/nhess-21-21-2021.

Munhoz, Leonardo (2019).<br>The Brazilian Brumadinho Mining Disaster: Environmental Regulation on Debate. (p. 37-41).<br>Natural Resources & Environment. (34). (2).

Sieira, Ana C. C. / Benincá, Danielle / Bortolli, Laís / Ortigão, Alberto (2024).<br>Revisiting Brumadinho Dam Failure: A Methodology Study. (p. 16-24).<br>European Journal of Engineering and Technology Research. (9). (3). DOI: https://doi.org/10.24018/ejeng.2024.9.3.3170.

Vandekerckhove, Wim (2022).<br>Is it freedom? The coming about of the EU Directive on whistleblower protection. (p. 1-11).<br>Journal of Business Ethics. (179). DOI: https://doi.org/10.1007/s10551-021-04771-x.